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Uniform Securities Act
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51	COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER ESTABLISHING FILING FEES FOR SECURITIES REGISTRATION 1973 Act References: O.C.G.A. § [removed]a); O.C.G.A. § [removed]) Add to Reading List Source URL: sos.ga.gov Language: English - Date: 2013-02-01 14:57:58 Financial regulation New Deal Securities Act Financial economics Finance SEC filings Regulation S-K Securities Exchange Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
52	COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed] Add to Reading List Source URL: sos.ga.gov Language: English - Date: 2013-02-01 14:54:23 Financial economics 76th United States Congress Financial regulation Financial adviser Investment Investment Advisor Investment Advisers Act U.S. Securities and Exchange Commission Uniform Securities Act Finance United States securities law Business
53	COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed] Add to Reading List Source URL: sos.ga.gov Language: English - Date: 2013-02-01 14:52:23 Uniform Securities Act Securities Act Repeal Economy of the United States United States securities law Financial regulation Law
54	COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed] Add to Reading List Source URL: sos.ga.gov Language: English - Date: 2013-02-01 14:52:32 United States Financial economics Uniform Securities Agent State Law Exam General Securities Representative Exam Investment Banking Exam Registered representative Financial Industry Regulatory Authority Uniform Securities Act Securities Act United States securities law Professional certification in finance Financial services
55	COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed] Add to Reading List Source URL: sos.ga.gov Language: English - Date: 2013-02-01 14:59:07 Investment United States Securities and Exchange Commission Financial regulation Financial adviser Securities Act Investment Advisers Act Office of the Kansas Securities Commissioner United States securities law Financial economics Finance
56	COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed] Add to Reading List Source URL: sos.ga.gov Language: English - Date: 2013-02-01 14:58:53 Finance Securities Act U.S. Securities and Exchange Commission Security Covered security Securities and Exchange Commission Securities Exchange Act SEC filing United States securities law Financial regulation Financial economics
57	CO~MISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed] Add to Reading List Source URL: sos.ga.gov Language: English - Date: 2013-02-01 14:58:07 Financial Industry Regulatory Authority Business U.S. Securities and Exchange Commission Securities Act Financial adviser United States securities law Financial regulation Financial economics
58	Microsoft Word - Kaplan Syllabus.doc Add to Reading List Source URL: www.law.washington.edu Language: English - Date: 2012-12-21 14:39:43 Securities Act Securities Litigation Uniform Standards Act Scienter SEC Rule 10b-5 Matrixx Initiatives Inc. v. Siracusano Securities Exchange Act Class action United States securities law Law Private Securities Litigation Reform Act
59	Microsoft Word - Syllabus_A537_Wi14.doc Add to Reading List Source URL: www.law.washington.edu Language: English - Date: 2014-01-02 13:18:21 Securities Act Securities Litigation Uniform Standards Act SEC Rule 10b-5 Securities Exchange Act Securities regulation in the United States Class action Scienter Wilson Sonsini Goodrich & Rosati United States securities law Law Private Securities Litigation Reform Act
60	RULE Office of the Governor Office of Financial Institutions Investment Adviser Registration Procedure (LAC 10:XIII[removed]The Office of the Governor, Office of Financial Institutions, in accordance with the Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2008-12-04 10:42:35 Financial services Financial economics Financial regulation Registered Investment Advisor Financial adviser Investment Advisers Act Uniform Investment Adviser Law Exam Financial planner Uniform Combined State Law Exam United States securities law Finance Business

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